Standards of Conduct (18 CFR Part 358)

Effective Date (Standards of Conduct)

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Definition

A transmission provider must be in full compliance with the Standards of Conduct on the date it commences transmission transactions with an affiliate that engages in marketing functions. There is no grace period; compliance is required from the first such transaction.

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Topic Deck

Standards of Conduct (18 CFR Part 358)

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Source

18 CFR Part 358

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Related Terms in Standards of Conduct (18 CFR Part 358)

Affiliate (Part 358)

For Part 358, affiliate means another person that controls, is controlled by, or is...

Affiliate Identification Posting

A transmission provider must post on its Internet Web site the names and addresses of...

Annual Standards of Conduct Training

A transmission provider must provide annual training on the Standards of Conduct to...

Books and Records Separation

A transmission provider must maintain its books of account and records (as prescribed...

CEII Disclosure Notice

If a transmission provider discloses, in violation of § 358.6, non-public transmission...

Chief Compliance Officer

A transmission provider must designate a chief compliance officer responsible for...
View all 52 terms in Standards of Conduct (18 CFR Part 358) →