Standards of Conduct (18 CFR Part 358)

Books and Records Separation

Definition

A transmission provider must maintain its books of account and records (as prescribed under parts 101, 125, 201, and 225) separately from those of its affiliates that employ or retain marketing function employees. Records must be available for Commission inspection. Separation prevents comingling that could facilitate improper information sharing.

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Topic Deck

Standards of Conduct (18 CFR Part 358)

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Source

18 CFR Part 358

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