Standards of Conduct (18 CFR Part 358)

Specific Transaction Exclusion

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Definition

A transmission function employee may discuss with a marketing function employee the marketing employee's specific request for transmission service. The provider is not required to contemporaneously disclose such information to all customers—it relates solely to that employee's own request and does not give the affiliate a broader informational advantage.

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Topic Deck

Standards of Conduct (18 CFR Part 358)

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Source

18 CFR Part 358

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Related Terms in Standards of Conduct (18 CFR Part 358)

Affiliate (Part 358)

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CEII Disclosure Notice

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Chief Compliance Officer

A transmission provider must designate a chief compliance officer responsible for...
View all 52 terms in Standards of Conduct (18 CFR Part 358) →