Standards of Conduct (18 CFR Part 358)

No Conduit Rule

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Definition

A transmission provider is prohibited from using anyone as a conduit for the disclosure of non-public transmission function information to its marketing function employees. Conduits include third parties, contractors, or intermediaries. The rule prevents circumvention of the direct disclosure prohibition.

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Topic Deck

Standards of Conduct (18 CFR Part 358)

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Source

18 CFR Part 358

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