Standards of Conduct (18 CFR Part 358)

Merger Partner Posting

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Definition

A transmission provider must post information concerning potential merger partners as affiliates that may employ or retain marketing function employees, within seven days after the potential merger is announced. Early identification ensures Standards of Conduct apply during the transition period before the merger closes.

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Topic Deck

Standards of Conduct (18 CFR Part 358)

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Source

18 CFR Part 358

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Related Terms in Standards of Conduct (18 CFR Part 358)

Affiliate (Part 358)

For Part 358, affiliate means another person that controls, is controlled by, or is...

Affiliate Identification Posting

A transmission provider must post on its Internet Web site the names and addresses of...

Annual Standards of Conduct Training

A transmission provider must provide annual training on the Standards of Conduct to...

Books and Records Separation

A transmission provider must maintain its books of account and records (as prescribed...

CEII Disclosure Notice

If a transmission provider discloses, in violation of § 358.6, non-public transmission...

Chief Compliance Officer

A transmission provider must designate a chief compliance officer responsible for...
View all 52 terms in Standards of Conduct (18 CFR Part 358) →