Standards of Conduct (18 CFR Part 358)

Marketing Function Employee

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Definition

An employee, contractor, consultant, or agent of a transmission provider or of an affiliate who actively and personally engages on a day-to-day basis in marketing functions. These employees must be kept separate from transmission function employees and cannot receive non-public transmission function information except as permitted (e.g., contemporaneous public disclosure).

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Topic Deck

Standards of Conduct (18 CFR Part 358)

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Source

18 CFR Part 358

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Related Terms in Standards of Conduct (18 CFR Part 358)

Affiliate (Part 358)

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Affiliate Identification Posting

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Annual Standards of Conduct Training

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Books and Records Separation

A transmission provider must maintain its books of account and records (as prescribed...

CEII Disclosure Notice

If a transmission provider discloses, in violation of § 358.6, non-public transmission...

Chief Compliance Officer

A transmission provider must designate a chief compliance officer responsible for...
View all 52 terms in Standards of Conduct (18 CFR Part 358) →