Standards of Conduct (18 CFR Part 358)

Control (Part 358)

▶  Practice Flashcards

Definition

Control means the direct or indirect authority, whether acting alone or with others, to direct or cause to direct the management policies of an entity. A voting interest of 10 percent or more creates a rebuttable presumption of control. This definition determines when entities are affiliates subject to the Standards of Conduct.

📚

Topic Deck

Standards of Conduct (18 CFR Part 358)

🔗

Source

18 CFR Part 358

Ready to test yourself?

Practice this term with interactive flashcards

▶  Open Flashcard Trainer

Related Terms in Standards of Conduct (18 CFR Part 358)

Affiliate (Part 358)

For Part 358, affiliate means another person that controls, is controlled by, or is...

Affiliate Identification Posting

A transmission provider must post on its Internet Web site the names and addresses of...

Annual Standards of Conduct Training

A transmission provider must provide annual training on the Standards of Conduct to...

Books and Records Separation

A transmission provider must maintain its books of account and records (as prescribed...

CEII Disclosure Notice

If a transmission provider discloses, in violation of § 358.6, non-public transmission...

Chief Compliance Officer

A transmission provider must designate a chief compliance officer responsible for...
View all 52 terms in Standards of Conduct (18 CFR Part 358) →