Standards of Conduct (18 CFR Part 358)

No Conduit Principle

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Definition

A transmission provider and its employees, contractors, consultants, and agents are prohibited from disclosing, or using a conduit to disclose, non-public transmission function information to the provider's marketing function employees. Conduits include third parties used to pass information indirectly. The rule closes loopholes around direct employee-to-employee disclosure.

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Topic Deck

Standards of Conduct (18 CFR Part 358)

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Source

18 CFR Part 358

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